Swift Algorithm Club: Swift Merge Sort
In this Swift Merge Sort tutorial, you’ll learn how to implement the merge sort algorithm in a step-by-step Playground. By Kelvin Lau.
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Contents
Swift Algorithm Club: Swift Merge Sort
15 mins
The Swift Algorithm Club is an open source project to implement popular algorithms and data structures in Swift.
Every month, the SAC team will feature a cool data structure or algorithm from the club in a tutorial on this site. If your want to learn more about algorithms and data structures, follow along with us!
In this tutorial, you’ll walk through one of the classics of sorting algorithms, the merge sort.
This algorithm was first implemented by Kelvin Lau, and is now refactored for tutorial format.
Getting Started
Invented in 1945 by John von Neumann, merge sort is an efficient sorting algorithm. The idea behind merge sort is to divide and conquer; To break up a big problem into small problems. A helpful mantra to remember merge sort by is split first and merge after.
Assume you’re given a pile of playing cards.
The merge sort algorithm works as follows:
-
Split in half. You now have two unsorted piles.
- Keep splitting the resulting piles until you can’t split anymore. In the end, you will have 1 card for each pile.
-
Merge the piles together. During each merge, you put the contents in sorted order. This is easy because each individual pile is already sorted.
Swift Merge Sort
Let’s see what the merge sort algorithm looks like in Swift.
Open up a new Swift Playground add the following code:
let array = [7, 2, 6, 3, 9]
func mergeSort(_ array: [Int]) -> [Int] {
}
Here you start off with an unsorted array of integers. Your goal is to implement this function that takes an integer array and returns a new array in sorted order.
1) Split
Remember your first step is to split the array in half. To do this, update the mergeSort
function to the following:
func mergeSort(_ array: [Int]) -> [Int] {
// 1
let middleIndex = array.count / 2
// 2
let leftArray = Array(array[0..<middleIndex])
let rightArray = Array(array[middleIndex..<array.count])
}
The code shouldn't compile yet, but don't worry. Your first task is to split the array in two halves.
- You find the middle index of the array by taking the
count
of the array and dividing it by half. - Now that you have the middle index, you create two new arrays. The left array contains the first half of the original array, and the right array contains the second half.
2) Keep Splitting
Now that you know how to split the array in half, it's time for the second step: to keep splitting the array until you can't split anymore (i.e. each subdivision contains 1 element). That's a standard use case for recursion.
You will do this using recursion. To do this, update the mergeSort
function to the following:
func mergeSort(_ array: [Int]) -> [Int] {
// 1
guard array.count > 1 else { return array }
let middleIndex = array.count / 2
// 2
let leftArray = mergeSort(Array(array[0..<middleIndex]))
let rightArray = mergeSort(Array(array[middleIndex..<array.count]))
}
You've made 2 changes here:
- All recursive implementations need a base case. You can also think of it as an "exit condition". In your case, you want to stop the recursion when the array only has 1 element.
- You're now calling
mergeSort
on the left and right halves of the original array. As soon as you've split the array in half, you're going to try to split again.
[7, 2, 6, 3, 9]
.There's still more work to do before your code will compile. Now that you've accomplished the splitting part, it's time to focus on merging.
3) Merge
Your final step is to merge the leftArray
and rightArray
together. To keep things clean, you will create a separate merge
function for this.
The sole responsibility of the merging function is to take in 2 sorted arrays and combine them together. The output needs to retain the sorted order. Add the following to the playground:
func merge(_ left: [Int], _ right: [Int]) -> [Int] {
// 1
var leftIndex = 0
var rightIndex = 0
// 2
var orderedArray: [Int] = []
// merging logic goes here!
return orderedArray
}
This is the basic skeleton for the merging function:
- You've declared 2 variables -
leftIndex
andrightIndex
. You'll use them to keep track of your progress as you parse through the two arrays. - The
orderedArray
will house the combined array.
What's the downside of doing the following?
func merge(_ left: [Int], _ right: [Int]) -> [Int] {
let combinedArray = left + right
return combinedArray.sorted(<)
}
[spoiler]
Although this implementation is functionally correct, the performance characteristics leaves much to be desired. As mentioned before, the merge
function is suppose to take in 2 sorted arrays. This is a crucial precondition that allows for optimizations. The sorted
method doesn't take advantage of this, but you will.
[/spoiler]
The strategy is to append elements from the left
and right
arrays one by one. Comparisons will be made at each step, ensuring that the smaller of the two elements goes into the orderedArray
. Update the merge
function to the following:
func merge(_ left: [Int], _ right: [Int]) -> [Int] {
var leftIndex = 0
var rightIndex = 0
var orderedArray: [Int] = []
// 1
while leftIndex < left.count && rightIndex < right.count {
// challenge!
}
// 2
while leftIndex < left.count {
orderedArray.append(left[leftIndex])
leftIndex += 1
}
while rightIndex < right.count {
orderedArray.append(right[rightIndex])
rightIndex += 1
}
return orderedArray
}
This sets up the things to consider when iterating through the arrays:
- The idea is to start in the beginning, comparing the elements in
left
andright
arrays sequentially. If you reached the end of either array, there's nothing else to compare. - The first loop guarantees that either
left
orright
is empty. Since both arrays are sorted, this ascertains that the rest of the contents in the leftover array are equal or greater than the ones currently inorderedArray
. In this scenario, you'll append the rest of the elements without comparison.
Challenge
The challenge for this article is for you to implement the comparison logic. The key thing to remember is that both left
and right
is already sorted. Use leftIndex
and rightIndex
to keep track of the progress you've made on the respective arrays.
Your merging solution should be O(n) in terms of time complexity.
[spoiler]
while leftIndex < left.count && rightIndex < right.count {
// 1
let leftElement = left[leftIndex]
let rightElement = right[rightIndex]
if leftElement < rightElement { // 2
orderedArray.append(leftElement)
leftIndex += 1
} else if leftElement > rightElement { // 3
orderedArray.append(rightElement)
rightIndex += 1
} else { // 4
orderedArray.append(leftElement)
leftIndex += 1
orderedArray.append(rightElement)
rightIndex += 1
}
}
This should be relatively straightforward:
- Use
leftIndex
andrightIndex
to extract the elements for comparison. - If the element on the left is less than the element on the right, you'll add that to the
orderedArray
and increment theleftIndex
. - If the element on the left is greater than the element on the right, you'll add that to the
orderedArray
and increment therightIndex
. - In the case that both elements are equal, you simply append both to
orderedArray
and increment both indexes.
[/spoiler]
With that, your merging function is complete. Time to finally fix that compiler error!
Finishing up
Update the mergeSort
function to the following:
func mergeSort(_ array: [Int]) -> [Int] {
guard array.count > 1 else { return array }
let middleIndex = array.count / 2
let leftArray = mergeSort(Array(array[0..<middleIndex]))
let rightArray = mergeSort(Array(array[middleIndex..<array.count]))
// here
return merge(leftArray, rightArray)
}
This is the final version of the merge sort algorithm. Here's a summary of the key procedures of merge sort:
- The strategy of merge sort (and many other algorithms) is divide and conquer. You want to solve many small problems rather than one big problem.
- There are two core responsibilities - A method that handles dividing the initial array recursively, and a method that handles merging two arrays together.
- The merging function should take two sorted arrays and produce a single sorted array.
You can try this out for yourself by adding the following at the end of the playground:
mergeSort(array)
You should see a sorted array in the sidebar of the Playground:
[2, 3, 6, 7, 9]
Generic Swift Merge Sort Implementation
Now that you've written a merge sort function that handles integers, your next goal is to create a more robust merge sort that can handle all data types. You can achieve that easily with generics and luckily, it's only a minor change.
Find and replace all the Int
declarations with T
, and add <T: Comparable>
after each function name. Your functions should look like this:
func mergeSort<T: Comparable>(_ array: [T]) -> [T] {
guard array.count > 1 else { return array }
let middleIndex = array.count / 2
let leftArray = mergeSort(Array(array[0..<middleIndex]))
let rightArray = mergeSort(Array(array[middleIndex..<array.count]))
return merge(leftArray, rightArray)
}
func merge<T: Comparable>(_ left: [T], _ right: [T]) -> [T] {
var leftIndex = 0
var rightIndex = 0
var orderedArray: [T] = []
while leftIndex < left.count && rightIndex < right.count {
let leftElement = left[leftIndex]
let rightElement = right[rightIndex]
if leftElement < rightElement {
orderedArray.append(leftElement)
leftIndex += 1
} else if leftElement > rightElement {
orderedArray.append(rightElement)
rightIndex += 1
} else {
orderedArray.append(leftElement)
leftIndex += 1
orderedArray.append(rightElement)
rightIndex += 1
}
}
while leftIndex < left.count {
orderedArray.append(left[leftIndex])
leftIndex += 1
}
while rightIndex < right.count {
orderedArray.append(right[rightIndex])
rightIndex += 1
}
return orderedArray
}
As long as the elements you're trying to sort is Comparable
, i.e. you can use comparison operators <
and >
, you'll be able to use merge sort.
Where To Go From Here?
I hope you enjoyed this tutorial on the merge sort algorithm!
Here is a playground with the above code. You can also find the original implementation and further discussion in the merge sort section of the Swift Algorithm Club repository.
This was just one of the many algorithms in the Swift Algorithm Club repository. If you're interested in more, check out the repo.
It's in your best interest to know about algorithms and data structures - they're solutions to many real-world problems, and are frequently asked as interview questions. Plus it's fun!
So stay tuned for many more tutorials from the Swift Algorithm club in the future. In the meantime, if you have any questions on implementing trees in Swift, please join the forum discussion below!
If you enjoyed what you learned in this tutorial, why not check out our Data Structures and Algorithms in Swift book, available on our store?
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